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kottke.org posts about Cass Sunstein

Urban Nudges

Urban Nudges is a site that documents small efforts by cities and the people who live in them to slightly change the behaviors of their inhabitants in some way. A 2008 book by Richard Thaler and Cass Sunstein defines a nudge as “any aspect of the choice architecture that alters people’s behavior in a predictable way without forbidding any options or significantly changing their economic incentives”. That sounds a bit academic but some examples from the site clarify things. For instance, protected bike lanes encourage bike riding:

The study “Lessons from the Green Lanes: Evaluating Protected Bike Lanes in the U.S.” was conducted in eight protected bike lanes in Austin, Chicago, Portland, San Francisco, and Washington, DC and the major findings were that bike lanes induced new bikers, mostly because they feel safer about the experience.

The researchers interviewed 2,283 cyclists using the bike lanes and found out that nearly ten percent of the users would have taken another mode of transportation if the bike lane hadn’t existed and around one percent of the interviewed said they would not have taken the trip at all.

Dancing zebras in Bolivia cajole motorists into minding crosswalks and other rules of the street:

Zebra Bolivia

Inspired by the Colombian experience, in Bolivia the Department of transportation developed a program where urban educators get dressed as zebras, teaching children and adults urban values through empathy and comedy. The project’s initial concept was to teach pedestrians and drivers the appropriate use of the pedestrian crossing and reduce congestion: urban zebras rejoice when pedestrians wait for green light and grab their head in agony when pedestrians jaywalk. Empathy, humility and comedy made them popular.

A speedometer in Amsterdam raises money for the neighborhood when drivers do the speed limit:

Every driver that passes by the speedometer below the speed limit of 30 km per hour raises EUR0,03 for the neighborhood. “The city’s slogan: Max 30 โ€” Save for the Neighborhood” (Pop Up City). The money raised by this initiative is granted by the city of Amsterdam and is meant to be invested in local community projects.

What kind of nudges could you imagine in your town or city?


What made the Nazis possible? Why didn’t anyone stop them?

With an eye on the current political situations in the US, Turkey, Russia, and China, Cass Sunstein reviews three books that shed light on how the Nazis came to power in Germany in the 1930s: They Thought They Were Free: The Germans, 1933-45 by Milton Mayer, Broken Lives: How Ordinary Germans Experienced the Twentieth Century by Konrad Jarausch, and Defying Hitler by Sebastian Haffner.

Mayer’s book was published in 1955 and consisted of post-war interviews with normal German people (janitor, baker, teacher) who had been Nazi party members. Their recollection of what had happened differed somewhat from the rest of the world’s.

When Mayer returned home, he was afraid for his own country. He felt “that it was not German Man that I had met, but Man,” and that under the right conditions, he could well have turned out as his German friends did. He learned that Nazism took over Germany not “by subversion from within, but with a whoop and a holler.” Many Germans “wanted it; they got it; and they liked it.”

Mayer’s most stunning conclusion is that with one partial exception (the teacher), none of his subjects “saw Nazism as we โ€” you and I โ€” saw it in any respect.” Where most of us understand Nazism as a form of tyranny, Mayer’s subjects “did not know before 1933 that Nazism was evil. They did not know between 1933 and 1945 that it was evil. And they do not know it now.” Seven years after the war, they looked back on the period from 1933 to 1939 as the best time of their lives.

They also denied the Holocaust had happened. They didn’t see it because their lives were just fine (up until the war started).

Mayer suggests that even when tyrannical governments do horrific things, outsiders tend to exaggerate their effects on the actual experiences of most citizens, who focus on their own lives and “the sights which meet them in their daily rounds.” Nazism made things better for the people Mayer interviewed, not (as many think) because it restored some lost national pride but because it improved daily life. Germans had jobs and better housing. They were able to vacation in Norway or Spain through the “Strength Through Joy” program. Fewer people were hungry or cold, and the sick were more likely to receive treatment. The blessings of the New Order, as it was called, seemed to be enjoyed by “everybody.”

This reminded me of how ISIS improved the lives of many in Iraq & Syria by fixing electrical problems, regularly collecting garbage, and focusing on law & order. The quotes around “everybody” in the last line of that paragraph also reminded me of the criticism1 directed at people like Steven Pinker, Bill Gates, or Hans Rosling who insist the world is getting better. Better for whom? Everybody?

See also the Sunstein-edited Can It Happen Here?: Authoritarianism in America.

  1. It’s interesting that this post was deleted from the TED blog. I wonder why?โ†ฉ


The cult of Trump and America’s increasingly authoritarian government

I missed Andrew Sullivan’s review of Cass Sunstein’s Impeachment: A Citizen’s Guide and Can It Happen Here?: Authoritarianism in America (also edited by Sunstein) but I think Sullivan’s twin conclusions are spot on: Trump is likely unimpeachable1 and America is steadily headed towards an authoritarian government.

The result is that an unimpeachable president is slowly constructing the kind of authoritarian state that America was actually founded to overthrow.

There is nothing in the Constitution’s formal operation that can prevent this. Impeachment certainly cannot. As long as one major political party endorses it, and a solid plurality of Americans support such an authoritarian slide, it is unstoppable. The founders knew that without a virtuous citizenry, the Constitution was a mere piece of paper and, in Madison’s words, “no theoretical checks โ€” no form of government can render us secure.” Franklin was blunter in forecasting the moment we are now in: He believed that the American experiment in self-government “can only end in despotism, as other forms have done before it, when the people become so corrupted as to need despotic government, being incapable of any other.” You can impeach a president, but you can’t, alas, impeach the people. They voted for the kind of monarchy the American republic was designed, above all else, to resist; and they have gotten one.

That is an astonishing passage, not only because of the allegation that 225+ years of American democracy is now effectively over because the Constitution does not include the necessary checks to prevent it, but also because it rings true.

  1. As I’ve said before, I don’t think Trump will resign or be impeached…or willingly leave the White House under any circumstance.โ†ฉ


Impeachment and its misconceptions explained

At the recent Aspen Ideas Festival, legal scholar and former Obama advisor Cass Sunstein shared some views on his understanding of and some misconceptions about impeachment, namely that it doesn’t need to involve an actual crime and “is primarily about gross neglect or abuse of power”. Or as he put it more formally in a 1998 essay in the University of Pennsylvania Law Review:

The simplest is that, with respect to the President, the principal goal of the Impeachment Clause is to allow impeachment for a narrow category of egregious or large-scale abuses of authority that comes from the exercise of distinctly presidential powers. On this view, a criminal violation is neither a necessary nor a sufficient condition for impeaching the President. What is generally necessary is an egregious abuse of power that the President has by virtue of being President. Outside of this category of cases, impeachment is generally foreign to our traditions and is prohibited by the Constitution.

The “distinctly presidential powers” bit is a high bar to clear. Examining the case for Nixon on that basis, and only some of the reasons for wanting to impeach him hold up.

Richard Nixon nearly faced four counts. One failed count, for tax evasion, was completely inappropriate, Sunstein argued: Though an obvious violation of law, it had no bearing on Nixon’s conduct of the presidency. A second charge, for resisting subpoena, is possibly but not necessarily valid, since a president could have good reasons to resisting a subpoena. A third is more debatable: Nixon was charged with covering up the Watergate break-in. Nixon might have been more fairly prosecuted for overseeing the burglary, Sunstein argued, but nabbing him for trying to use the federal government to commit the cover-up was “probably good enough.” Only the fourth charge, of using the federal government’s muscle to prosecute political enemies, is a clear slam-dunk under the Founders’ principles.

Clinton’s impeachment, argued Sunstein in that same Penn Law Review essay, was less well-supported:

I suggest that the impeachment of President Clinton was unconstitutional, because the two articles of impeachment identified no legitimate ground for impeaching the President.

Sunstein explained the intent of the members of the Constitutional Convention in a Bloomberg article back in February. It’s interesting in the light of the Russian collusion investigation that the debate about impeachment at the convention centered around treason.

James Madison concurred, pointing to cases in which a president “might betray his trust to foreign powers.” Gouverneur Morris added that the president “may be bribed by a greater interest to betray his trust; and no one would say that we ought to expose ourselves to the danger of seeing the first Magistrate in foreign pay without being able to guard against it by displacing him.”

So what about Trump? Sunstein doesn’t offer much (no apparent mention of collusion with Russia):

Sunstein, having scolded legal colleagues for playing pundit, was reluctant to address the question directly. Setting aside the impossibility of impeaching Trump under the present circumstances of GOP control of Congress, Sunstein said he was wary of trying to remove the president simply for being bad at his job. Nonetheless, he said Trump’s prolific dishonesty might form a basis for trying to remove him.

“If a president lies on some occasions or is fairly accused of lying, it’s not impeachable โ€” but if you have a systematic liar who is lying all the time, then we’re in the ballpark of misdemeanor, meaning bad action,” he said.

If I were a betting person, I would wager that Donald Trump has a better chance of getting reelected in 2020 than he does of being impeached (and a much better chance than actually being removed from office through impeachment) if the Republicans retain their majority in Congress. Although their healthcare bill has hit a hiccup due to public outcry (and it’s only a hiccup…it will almost surely pass), Congressional Republicans have shown absolutely no willingness to do anything not in the interest of their agenda…so why would they impeach a Republican President who is ticking all of the far right’s action items thus far?


Can It Happen Here?: Authoritarianism in America.

That’s the title of a forthcoming book edited by Cass Sunstein (Harvard professor, former Obama regulatory administrator). On Twitter, Sunstein says he’s the editor not the author and that the essays will “offer diverse views”. But by the time this book comes out in March 2018, we might already know the actual answer to the title’s question. (via @tylercowen)


Five books to change conservative minds

Back in November, former Obama administration official Cass Sunstein came up with a list of five books that conservatives should read to in order to learn something about contemporary progressivism. On the list is Success and Luck: Good Fortune and the Myth of Meritocracy by Robert Frank:

In Frank’s view, we overstate the role of individual merit and underestimate the massive role of luck in producing individual success or failure โ€” being born into the right family, finding oneself in the right place at the right time, having a good mentor. He makes “there but for the grace of God go I” into a rallying cry.

A month earlier, Sunstein offered a similar list of books liberals should read to learn something about conservatives, including Jonathan Haidt’s The Righteous Mind:

Do conservatives have moral commitments that progressives may not even recognize? Haidt says yes, and he identifies three: authority, loyalty and sanctity. If, for example, someone has betrayed a trust, or treated a boss or a parent disrespectfully, conservatives are far more likely to be outraged than progressives.

Haidt is not himself a conservative, but he offers a sympathetic explanation of why progressives often fail to understand their political adversaries. He also shows that the moral commitments that resonate among conservatives have deep roots in human history โ€” and that it is a form of blindness not to acknowledge and respect those commitments.


The Star Wars prequels predicted our current political moment

Cass Sunstein, author of the recently published The World According to Star Wars, says that while most people might dislike the three Star Wars prequels, they function well as “a quick guide to current political struggles”.

A long time ago, in a galaxy far, far away, paralyzing political divisions threatened democratic governments. Disputes over free trade, and the free movement of people and goods, were a big reason. Stymied by polarization and endless debates, the Senate proved unable to resolve those disputes.

As a result, nationalist sentiments intensified, leading to movements for separation from centralized institutions. People craved a strong leader who would introduce order โ€” and simultaneously combat growing terrorist threats.

A prominent voice, Anakin Skywalker, insisted, “We need a system where the politicians sit down and discuss the problem, agree what’s in the interest of all the people, and then do it.” And if they didn’t, “they should be made to.”

Eventually, something far worse happened. The legislature voted to give “emergency powers” โ€” essentially unlimited authority โ€” to the chief executive. An astute observer, Padme Amidala, noted, “So this is how liberty dies… with thunderous applause.”

Well, that was kind of terrifying to read. My ill-feeling peaked at “a democratic body, a senate, not being able to function properly because everybody’s squabbling” as a cause of Hitler’s rise in Germany. As Sunstein notes, the parallels between that situation and our do-nothing Congress & the authoritarian gentleman currently running for President are obvious and possibly significant.


The World According to Star Wars

World According Star Wars

In The World According to Star Wars, Cass Sunstein explores the philosophy and life lessons of Star Wars.

In this fun, erudite and often moving book, Cass R. Sunstein explores the lessons of Star Wars as they relate to childhood, fathers, the Dark Side, rebellion, and redemption. As it turns out, Star Wars also has a lot to teach us about constitutional law, economics, and political uprisings.

Update: Sunstein, who is a professor at Harvard Law School, gave the commencement address last year at Penn Law. He starts off, dryly: “Graduates, faculty, family, friends, our topic today is Star Wars.”

(via @EmilyBrenn)


The best behavioral economics of 2014 movies

Legal scholar Cass Sunstein presents his annual list of the movies that best showcased behavioral economics for 2014.

Best actor: In 1986, behavioral scientists Daniel Kahneman and Dale Miller developed “norm theory,” which suggests that humans engage in a lot of counterfactual thinking: We evaluate our experiences by asking about what might have happened instead. If you miss a train by two minutes, you’re likely to be more upset than if you miss it by an hour, and if you finish second in some competition, you might well be less happy than if you had come in third.

“Edge of Tomorrow” spends every one of its 113 minutes on norm theory. It’s all about counterfactuals โ€” how small differences in people’s actions produce big changes, at least for those privileged to relive life again (and again, and again). Tom Cruise doesn’t get many awards these days, or a lot of respect, and we’re a bit terrified to say this โ€” but imagine how terrible we’d feel if we didn’t: The Top Gun wins the Becon.

(via @tylercowen)